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Detailed Report
Simon W Zhang
CRD#: 7514464
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 55 South Lake Avenue Pasadena Towers - Tower II
Suite 700
Pasadena, CA 91101
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alaska 12/21/2022
B
Nevada 12/21/2022
B
California 12/12/2022
B
New Jersey 12/21/2022
IA
California 12/12/2022
B
New York 12/21/2022
B
Colorado 12/21/2022
B
North Carolina 12/21/2022
B
Delaware 12/21/2022
B
Pennsylvania 12/21/2022
B
District of Columbia 1/3/2025
B
South Dakota 12/21/2022
B
Florida 12/21/2022
B
Texas 12/21/2022
B
Hawaii 12/21/2022
IA
Texas 12/22/2022
B
Maryland 1/3/2025
B
Virginia 11/29/2024
B
Massachusetts 12/21/2022
B
Washington 12/21/2022
B
Michigan 12/21/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 12/12/2022
B
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 10/12/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.