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Kaitlyn Michelle Jones
Kaitlyn Michelle Helm
CRD#: 7513204
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 Warrensburg, MO
Registration History
2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
California 10/28/2024

IA
Kansas 11/4/2024

IA
California 10/28/2024

B
Missouri 10/31/2024

B
Kansas 11/4/2024

IA
Missouri 12/5/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Warrensburg, MO
Registered with this firm since 10/28/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Warrensburg, MO
Registered with this firm since 9/27/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.