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Detailed Report
Joshua Hutt
Joshua Aaron Hutt
CRD#: 7509462
IA
Investment Adviser
B
Broker
HORNOR, TOWNSEND & KENT, LLCCRD#: 4031 9330 LYNDON B JOHSNON FWY
SUITE 929
DALLAS, TX 75243
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - 2024 (<1 year)2 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Texas 12/18/2024
IA
Texas 12/18/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HORNOR, TOWNSEND & KENT, LLC (CRD#:4031)
9330 LYNDON B JOHSNON FWY SUITE 929, DALLAS, TX 75243
Registered with this firm since 12/18/2024
B
HORNOR, TOWNSEND & KENT, LLC (CRD#:4031)
9330 LYNDON B JOHSNON FWY SUITE 929, DALLAS, TX 75243
Registered with this firm since 12/18/2024
Previous Registration(s)
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IA
 05/22/2024 - 11/05/2024 STIRLINGSHIRE INVESTMENTS (CRD#:327779) Fate, TX
B
 05/22/2024 - 11/05/2024 STIRLINGSHIRE INVESTMENTS (CRD#:310576) NEW YORK CITY, NY
IA
 05/02/2023 - 02/09/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) Westlake, TX
B
 05/02/2023 - 02/09/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) Westlake, TX
IA
 11/03/2022 - 07/25/2023 ORION WEALTH MANAGEMENT LLC (CRD#:313698) GARLAND, TX
B
 07/15/2022 - 05/02/2023 LPL FINANCIAL LLC (CRD#:6413) GARLAND, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.