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Detailed Report
Francisco Javier Medina
Francisco J Medina, Francisco Medina
CRD#: 7505282
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 3965 Dallas Parkway
Frisco Hub
Frisco, TX 75034
Registration History
JulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BTD AMERITRADE, INC. (CRD# 7870)2022 - 2022 (<1 year)IAERNST & YOUNG INVESTMENT ADVIS... (CRD# 110921)2023 - 2023 (<1 year)
License(s)

State Registrations

B
Alabama 8/5/2023
B
Nebraska 8/5/2023
B
Alaska 8/5/2023
B
Nevada 8/5/2023
B
Arizona 8/5/2023
B
New Hampshire 8/5/2023
B
Arkansas 8/5/2023
B
New Jersey 8/5/2023
B
California 8/5/2023
B
New Mexico 8/5/2023
B
Colorado 8/5/2023
B
New York 8/5/2023
B
Connecticut 8/5/2023
B
North Carolina 8/5/2023
B
Delaware 8/5/2023
B
North Dakota 8/5/2023
B
District of Columbia 8/5/2023
B
Ohio 8/6/2023
B
Florida 8/5/2023
B
Oklahoma 8/5/2023
B
Georgia 8/5/2023
B
Oregon 8/5/2023
B
Hawaii 8/5/2023
B
Pennsylvania 8/5/2023
B
Idaho 8/5/2023
B
Puerto Rico 11/26/2024
B
Illinois 8/5/2023
B
Rhode Island 8/5/2023
B
Indiana 8/5/2023
B
South Carolina 8/5/2023
B
Iowa 8/5/2023
B
South Dakota 8/5/2023
B
Kansas 8/5/2023
B
Tennessee 8/5/2023
B
Kentucky 8/5/2023
B
Texas 8/5/2023
B
Louisiana 8/5/2023
IA
Texas 8/5/2023
B
Maine 8/5/2023
B
Utah 8/5/2023
B
Maryland 8/5/2023
B
Vermont 8/5/2023
B
Massachusetts 8/5/2023
B
Virginia 8/5/2023
B
Michigan 8/5/2023
B
Washington 8/5/2023
B
Minnesota 8/5/2023
B
West Virginia 8/5/2023
B
Mississippi 8/5/2023
B
Wisconsin 8/5/2023
B
Missouri 8/5/2023
B
Wyoming 8/5/2023
B
Montana 8/5/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
3965 Dallas Parkway Frisco Hub, Frisco, TX 75034
Dallas, TX
Registered with this firm since 8/5/2023
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
3965 Dallas Parkway Frisco Hub, Frisco, TX 75034
Dallas, TX
Registered with this firm since 8/5/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/17/2023 - 06/15/2023 ERNST & YOUNG INVESTMENT ADVISERS LLP (CRD#:110921) Dallas, TX
IA
 12/14/2022 - 03/16/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DUNCANVILLE, TX
B
 11/07/2022 - 03/16/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DUNCANVILLE, TX
B
 06/27/2022 - 09/20/2022 TD AMERITRADE, INC. (CRD#:7870) Southlake, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.