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Detailed Report
MEREDITH ANN BARGFREDE
MEREDITH BARGFREDE, MEREDITH ANN THARP
CRD#: 7502209
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 512 SECOND ST
WEBSTER CITY, IA 50595
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 9/29/2023
B
Minnesota 9/29/2023
B
Arizona 9/29/2023
B
Missouri 9/29/2023
B
Colorado 9/29/2023
B
Nebraska 9/29/2023
B
Florida 9/29/2023
B
New Jersey 9/29/2023
B
Illinois 9/29/2023
B
South Dakota 9/29/2023
B
Indiana 9/29/2023
B
Texas 9/29/2023
B
Iowa 10/31/2022
IA
Texas 12/1/2023
IA
Iowa 10/31/2022
B
Washington 9/29/2023
B
Kansas 10/24/2024
B
Wyoming 9/29/2023
B
Maine 9/29/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
512 SECOND ST, WEBSTER CITY, IA 50595
Registered with this firm since 10/31/2022
B
OSAIC WEALTH, INC. (CRD#:23131)
512 SECOND ST, WEBSTER CITY, IA 50595
Registered with this firm since 8/11/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.