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JEREMIAH J GUINN
Jay Guinn
CRD#: 7500601
IA
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WELLS FARGO ADVISORSCRD#: 19616 1525 WEST WT HARRIS BLVD
BLDG 3 - 3RD FL
CHARLOTTE, NC 28262
BLDG 3 - 3RD FL
CHARLOTTE, NC 28262
View By:
10/3/2018
Financial
Final
State Registrations
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Alabama 7/14/2022
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Nevada 7/29/2022
B
Alaska 7/25/2022
B
New Hampshire 7/14/2022
B
Arizona 7/28/2022
B
New Jersey 7/14/2022
B
Arkansas 7/14/2022
B
New Mexico 7/14/2022
B
California 7/15/2022
B
New York 7/21/2022
B
Colorado 7/15/2022
B
North Carolina 6/20/2022
B
Connecticut 7/14/2022
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North Carolina 6/20/2022
B
Delaware 7/19/2022
B
North Dakota 7/18/2022
B
District of Columbia 7/15/2022
B
Ohio 7/14/2022
B
Florida 7/14/2022
B
Oklahoma 7/14/2022
B
Georgia 7/19/2022
B
Oregon 7/18/2022
B
Hawaii 7/26/2022
B
Pennsylvania 7/14/2022
B
Idaho 7/15/2022
B
Puerto Rico 8/1/2022
B
Illinois 7/22/2022
B
Rhode Island 7/19/2022
B
Indiana 7/27/2022
B
South Carolina 7/14/2022
B
Iowa 7/15/2022
B
South Dakota 8/2/2022
B
Kansas 7/14/2022
B
Tennessee 7/14/2022
B
Kentucky 7/14/2022
B
Texas 7/14/2022
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Louisiana 7/19/2022
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Texas 7/14/2022
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Maine 7/15/2022
B
Utah 7/14/2022
B
Maryland 7/14/2022
B
Vermont 7/14/2022
B
Massachusetts 7/25/2022
B
Virgin Islands 7/21/2022
B
Michigan 7/15/2022
B
Virginia 7/14/2022
B
Minnesota 7/14/2022
B
Washington 7/14/2022
B
Mississippi 7/14/2022
B
West Virginia 7/19/2022
B
Missouri 7/14/2022
B
Wisconsin 7/14/2022
B
Montana 7/14/2022
B
Wyoming 7/18/2022
B
Nebraska 7/14/2022
SRO Registrations
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Registered with this firm since 6/20/2022
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Registered with this firm since 4/26/2022
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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