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Detailed Report
Robert Morgan
Bob Morgan, Robert Lue Morgan
CRD#: 7500371
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 1111 MILITARY CUTOFF RD
STE 251
WILMINGTON, NC 28405
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
North Carolina 11/21/2023
B
Oklahoma 1/2/2024
IA
North Carolina 11/22/2023
B
Texas 1/2/2024
B
Ohio 10/8/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
1111 MILITARY CUTOFF RD STE 251, WILMINGTON, NC 28405
Registered with this firm since 11/22/2023
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
1111 MILITARY CUTOFF RD STE 251, WILMINGTON, NC 28405
Registered with this firm since 11/21/2023
Previous Registration(s)
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IA
 09/12/2022 - 11/07/2023 FIRST COMMAND ADVISORY SERVICES (CRD#:281958) Jacksonville, NC
B
 08/16/2022 - 11/07/2023 FIRST COMMAND BROKERAGE SERVICES, INC. (CRD#:3641) JACKSONVILLE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.