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SANA SETH
CRD#: 7499434
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 4350 Congress Street
Floor 01
Charlotte, NC 28209
Registration History
202220232024202520262 FIRMS2022 - Present (3 years)
License(s)

State Registrations

B
Alabama 3/8/2022

B
Nevada 3/8/2022

B
Alaska 3/8/2022

B
New Hampshire 3/8/2022

B
Arizona 3/8/2022

B
New Jersey 3/8/2022

B
Arkansas 3/8/2022

B
New Mexico 3/8/2022

B
California 3/8/2022

B
New York 3/8/2022

B
Colorado 2/18/2022

IA
North Carolina 2/8/2022

B
Connecticut 3/8/2022

B
North Carolina 3/8/2022

B
Delaware 3/8/2022

B
North Dakota 3/8/2022

B
District of Columbia 2/18/2022

B
Ohio 3/8/2022

B
Florida 2/18/2022

B
Oklahoma 3/8/2022

B
Georgia 3/8/2022

B
Oregon 3/8/2022

B
Hawaii 3/8/2022

B
Pennsylvania 3/8/2022

B
Idaho 3/8/2022

B
Puerto Rico 2/18/2022

B
Illinois 3/8/2022

B
Rhode Island 3/8/2022

B
Indiana 3/8/2022

B
South Carolina 3/8/2022

B
Iowa 3/8/2022

B
South Dakota 3/8/2022

B
Kansas 3/8/2022

B
Tennessee 3/8/2022

B
Kentucky 3/8/2022

B
Texas 3/8/2022

B
Louisiana 2/18/2022

IA
Texas 11/17/2022

B
Maine 3/8/2022

B
Utah 3/8/2022

B
Maryland 2/18/2022

B
Vermont 3/8/2022

B
Massachusetts 3/8/2022

B
Virgin Islands 3/8/2022

B
Michigan 3/8/2022

B
Virginia 3/8/2022

B
Minnesota 3/8/2022

B
Washington 3/8/2022

B
Mississippi 3/8/2022

B
West Virginia 3/8/2022

B
Missouri 3/8/2022

B
Wisconsin 3/8/2022

B
Montana 3/8/2022

B
Wyoming 3/8/2022

B
Nebraska 3/8/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
4350 Congress Street Floor 01, Charlotte, NC 28209
Registered with this firm since 2/8/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
4350 Congress Street Floor 01, Charlotte, NC 28209
Registered with this firm since 2/18/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.