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Mark Stephen Gustafson
Mark S Gustafson
CRD#: 7499008
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 505 North Brand Blvd
Suite 350
GLENDALE, CA 91203
Registration History
20132014201520162017201820192020202120222023202420252026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2025 - Present (<1 year)BPARK AVENUE SECURITIES LLC (CRD# 46173)2024 - Present (<1 year)
Disclosure(s)
View By:
10/26/2023
Financial
Pending
7/4/2023
Financial
Final
5/13/2013
Criminal
Final Disposition
License(s)

State Registrations

B
California 1/16/2025

B
Colorado 1/22/2025

IA
California 1/16/2025

IA
Colorado 1/22/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
505 North Brand Blvd Suite 350, GLENDALE, CA 91203
Registered with this firm since 1/16/2025

B
PARK AVENUE SECURITIES LLC (CRD#:46173)
505 North Brand Blvd Suite 350, GLENDALE, CA 91203
Registered with this firm since 12/6/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.