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Detailed Report
BABAK KOOROS
Bobby Kooros
CRD#: 7496452
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Investment Adviser
LEGACY WEALTH MANAGEMENT, LLCCRD#: 174767 4695 MacArthur Ct, Floor 11
Newport Beach, CA 92660
Registration History
20222023202420252026IALEGACY WEALTH MANAGEMENT, LLC (CRD# 174767)2022 - Present (2 years)IAFOUNDATIONS INVESTMENT ADVISOR... (CRD# 175083)2022 - 2022 (<1 year)
License(s)

State Registrations

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California 8/15/2022
Current Registration(s)
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LEGACY WEALTH MANAGEMENT, LLC (CRD#:174767)
4695 MacArthur Ct, Floor 11, Newport Beach, CA 92660
Registered with this firm since 8/15/2022
Previous Registration(s)
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 02/02/2022 - 06/17/2022 FOUNDATIONS INVESTMENT ADVISORS LLC (CRD#:175083) Newport Beach, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.