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Detailed Report
THOMAS MICHAEL WYNN
Michael Wynn, Mike Wynn, Thomas M Wynn, Thomas Michael Wynn
CRD#: 7493535
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 120 FRONT ST
PONTE VEDRA BEACH, FL 32082
Registration History
202220232024202520262 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alabama 12/9/2024
B
Massachusetts 12/9/2024
B
Arkansas 12/9/2024
B
Michigan 12/9/2024
B
California 12/9/2024
B
New York 12/9/2024
B
District of Columbia 12/9/2024
B
North Carolina 12/9/2024
B
Florida 12/9/2024
B
Ohio 12/9/2024
IA
Florida 12/16/2024
B
Pennsylvania 12/9/2024
B
Georgia 12/9/2024
B
Texas 12/9/2024
B
Indiana 12/9/2024
IA
Texas 12/9/2024
B
Iowa 12/9/2024
B
Virginia 12/9/2024
B
Maryland 12/9/2024
B
Washington 12/9/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
120 FRONT ST, PONTE VEDRA BEACH, FL 32082
Registered with this firm since 12/9/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
120 FRONT ST, PONTE VEDRA BEACH, FL 32082
Registered with this firm since 12/9/2024
Previous Registration(s)
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IA
 04/05/2022 - 12/10/2024 EDWARD JONES (CRD#:250) PONTE VEDRA BEACH, FL
B
 03/12/2022 - 12/10/2024 EDWARD JONES (CRD#:250) PONTE VEDRA BEACH, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.