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Detailed Report
Eric Michael Simning
Eric Simning
CRD#: 7493322
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 909 ROSE AVE
SUITE 400
NORTH BETHESDA, MD 20852
Registration History
JulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2022 - 2022 (<1 year)
License(s)

State Registrations

B
District of Columbia 11/14/2024
IA
Oregon 11/14/2024
B
Kansas 11/14/2024
B
Pennsylvania 11/14/2024
IA
Kansas 11/14/2024
IA
Pennsylvania 11/14/2024
B
Louisiana 11/14/2024
B
Texas 1/6/2025
B
Maryland 11/14/2024
B
Virginia 11/14/2024
IA
Maryland 11/14/2024
B
Washington 11/14/2024
B
Oregon 11/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
909 ROSE AVE SUITE 400, NORTH BETHESDA, MD 20852
Registered with this firm since 11/14/2024
B
LPL ENTERPRISE, LLC (CRD#:8733)
909 ROSE AVE SUITE 400, NORTH BETHESDA, MD 20852
Registered with this firm since 11/14/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/20/2022 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) North Bethesda, MD
B
 10/06/2022 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) North Bethesda, MD
B
 05/12/2022 - 09/22/2022 NYLIFE SECURITIES LLC (CRD#:5167) BETHESDA, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.