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Tamana Nawroozzada
CRD#: 7492453
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 11317 SEVEN LOCKS RD
POTOMAC, MD 20854
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
California 11/17/2023

B
New York 9/9/2022

B
Delaware 9/9/2022

B
Pennsylvania 9/9/2022

B
District of Columbia 9/9/2022

B
Texas 9/9/2022

B
Florida 9/9/2022

IA
Texas 9/15/2022

B
Maryland 7/6/2022

B
Virginia 9/9/2022

IA
Maryland 7/6/2022

B
West Virginia 9/9/2022

B
New Jersey 9/9/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11317 SEVEN LOCKS RD, POTOMAC, MD 20854
10000 FALLS RD, POTOMAC, MD 20854
Registered with this firm since 7/6/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11317 SEVEN LOCKS RD, POTOMAC, MD 20854
10000 FALLS RD, POTOMAC, MD 20854
Registered with this firm since 5/5/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.