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Nicholas Keith Aubin
CRD#: 7489912
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 201 WEST PASSAIC STREET
SUITE 301
ROCHELLE PARK, NJ 07662
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 201 WEST PASSAIC STREET
SUITE 301
ROCHELLE PARK, NJ 07662
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2022 - 2023 (1 year)
License(s)

State Registrations

B
Alabama 4/23/2024

B
Pennsylvania 9/5/2023

B
Florida 7/12/2024

B
Texas 4/23/2024

B
Georgia 4/23/2024

IA
Texas 4/23/2024

B
New Jersey 9/5/2023

B
Utah 4/23/2024

IA
New Jersey 9/26/2023

B
Wyoming 11/12/2024

B
New York 9/5/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
201 WEST PASSAIC STREET SUITE 301, ROCHELLE PARK, NJ 07662
Wayne, NJ
Registered with this firm since 9/26/2023

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
201 WEST PASSAIC STREET SUITE 301, ROCHELLE PARK, NJ 07662
Wayne, NJ
Registered with this firm since 9/5/2023

Previous Registration(s)
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B
08/19/2022 - 08/15/2023 NYLIFE SECURITIES LLC (CRD#:5167) EDISON, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.