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Detailed Report
Lucas John Kokubo
Lucas J Kokubo
CRD#: 7487010
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1450 W Long Lake Rd Ste 365
Troy, MI 48098
Registration History
JulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - 2022 (<1 year)2 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Florida 5/25/2023
IA
Michigan 5/4/2023
B
Georgia 7/6/2023
B
Ohio 8/16/2023
B
Illinois 9/6/2023
B
Pennsylvania 5/15/2023
B
Iowa 6/6/2023
B
Tennessee 5/23/2024
B
Kentucky 10/16/2024
B
Texas 6/20/2023
B
Massachusetts 2/20/2024
IA
Texas 6/20/2023
B
Michigan 5/4/2023
B
Washington 5/15/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1450 W Long Lake Rd Ste 365, Troy, MI 48098
Royal Oak, MI
Registered with this firm since 5/4/2023
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1450 W Long Lake Rd Ste 365, Troy, MI 48098
Royal Oak, MI
Registered with this firm since 5/4/2023
Previous Registration(s)
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IA
 02/14/2023 - 03/07/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) HUNTINGTON WOODS, MI
B
 02/14/2023 - 03/07/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) HUNTINGTON WOODS, MI
IA
 08/29/2022 - 10/13/2022 MORGAN STANLEY (CRD#:149777) Birmingham, MI
B
 06/17/2022 - 10/13/2022 MORGAN STANLEY (CRD#:149777) Birmingham, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.