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Detailed Report
Dominic Christopher Marco
Dom Marco, Dominic Marco
CRD#: 7486906
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 1991 Summit Park Drive
Orlando, FL 32810
CHARLES SCHWAB & CO., INC.CRD#: 5393 1991 Summit Park Drive
Orlando, FL 32810
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2024 - Present (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2023 - Present (1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2023 - 2024 (1 year)
License(s)

State Registrations

B
Alabama 1/9/2025
B
Nebraska 1/9/2025
B
Alaska 1/9/2025
B
Nevada 1/9/2025
B
Arizona 1/9/2025
B
New Hampshire 1/9/2025
B
Arkansas 1/9/2025
B
New Jersey 1/9/2025
B
California 1/9/2025
B
New Mexico 1/9/2025
B
Colorado 1/9/2025
B
New York 1/9/2025
B
Connecticut 1/9/2025
B
North Carolina 1/9/2025
B
Delaware 1/9/2025
B
North Dakota 1/9/2025
B
District of Columbia 1/9/2025
B
Ohio 1/9/2025
B
Florida 10/23/2023
B
Oklahoma 1/9/2025
IA
Florida 11/26/2024
B
Oregon 1/9/2025
B
Georgia 1/9/2025
B
Pennsylvania 1/9/2025
B
Hawaii 1/9/2025
B
Puerto Rico 1/9/2025
B
Idaho 1/9/2025
B
Rhode Island 1/9/2025
B
Illinois 1/9/2025
B
South Carolina 1/9/2025
B
Indiana 1/9/2025
B
South Dakota 1/9/2025
B
Iowa 1/9/2025
B
Tennessee 1/9/2025
B
Kansas 1/9/2025
B
Texas 3/22/2024
B
Kentucky 1/9/2025
IA
Texas 1/13/2025
B
Louisiana 1/9/2025
B
Utah 1/9/2025
B
Maine 1/9/2025
B
Vermont 1/9/2025
B
Maryland 1/9/2025
B
Virgin Islands 1/9/2025
B
Massachusetts 1/9/2025
B
Virginia 1/9/2025
B
Michigan 1/9/2025
B
Washington 1/9/2025
B
Minnesota 1/9/2025
B
West Virginia 1/9/2025
B
Mississippi 1/9/2025
B
Wisconsin 1/9/2025
B
Missouri 1/9/2025
B
Wyoming 1/9/2025
B
Montana 1/9/2025

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
1991 Summit Park Drive, Orlando, FL 32810
Registered with this firm since 11/26/2024
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
1991 Summit Park Drive, Orlando, FL 32810
Registered with this firm since 5/20/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/24/2023 - 12/04/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) Orlando, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.