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Alex Graeme Worden
CRD#: 7483498
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 525 Fulton Avenue
Sacramento, CA 95825-4812
Registration History
JulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)BTD AMERITRADE, INC. (CRD# 7870)2022 - 2024 (2 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2022 - 2023 (1 year)IATD AMERITRADE, INC. (CRD# 7870)2022 - 2022 (<1 year)
License(s)

State Registrations

B
California 9/8/2022

B
Montana 8/24/2023

IA
California 9/8/2022

B
New York 8/22/2023

B
Colorado 9/18/2024

B
Oregon 8/28/2023

B
District of Columbia 9/18/2024

B
Texas 9/18/2024

B
Florida 8/22/2023

B
Utah 8/24/2023

B
Minnesota 9/18/2024

B
Virginia 9/18/2024

B
Missouri 9/18/2024

B
Washington 8/22/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
525 Fulton Avenue, Sacramento, CA 95825-4812
Registered with this firm since 9/8/2022

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
525 Fulton Avenue, Sacramento, CA 95825-4812
Registered with this firm since 5/24/2022

Previous Registration(s)
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05/09/2022 - 07/29/2024 TD AMERITRADE, INC. (CRD#:7870) Sacramento, CA
IA
09/08/2022 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Sacramento, CA
IA
09/08/2022 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) Sacramento, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.