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NICHOLAS JAMES WETHERBY
NICHOLAS WETHERBY, Nick Wetherby
CRD#: 7482880
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 Naples, FL
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 NAPLES, FL
Registration History
JulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 5/3/2022

B
Montana 5/4/2022

B
Alaska 5/3/2022

B
Nebraska 5/3/2022

B
Arizona 5/3/2022

B
Nevada 5/3/2022

B
Arkansas 5/3/2022

B
New Hampshire 5/3/2022

B
California 5/3/2022

B
New Jersey 5/3/2022

B
Colorado 3/29/2022

B
New Mexico 5/3/2022

B
Connecticut 5/3/2022

B
New York 5/3/2022

B
Delaware 5/3/2022

B
North Carolina 5/3/2022

B
District of Columbia 5/3/2022

B
North Dakota 5/3/2022

B
Florida 5/3/2022

B
Ohio 5/4/2022

IA
Florida 8/24/2023

B
Oklahoma 5/3/2022

B
Georgia 5/3/2022

B
Oregon 5/3/2022

B
Hawaii 5/3/2022

B
Pennsylvania 5/3/2022

B
Idaho 5/3/2022

B
Puerto Rico 5/3/2022

B
Illinois 5/3/2022

B
Rhode Island 5/3/2022

B
Indiana 5/3/2022

B
South Carolina 5/3/2022

B
Iowa 5/3/2022

B
South Dakota 5/3/2022

B
Kansas 5/3/2022

B
Tennessee 5/3/2022

B
Kentucky 5/3/2022

B
Texas 5/3/2022

B
Louisiana 5/3/2022

IA
Texas 5/23/2022

B
Maine 5/3/2022

B
Utah 5/3/2022

B
Maryland 5/3/2022

B
Vermont 5/3/2022

B
Massachusetts 5/3/2022

B
Virginia 5/3/2022

B
Michigan 5/3/2022

B
Washington 5/3/2022

B
Minnesota 5/3/2022

B
West Virginia 5/3/2022

B
Mississippi 5/3/2022

B
Wisconsin 5/3/2022

B
Missouri 5/3/2022

B
Wyoming 5/3/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
Naples, FL
Registered with this firm since 5/23/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
NAPLES, FL
Registered with this firm since 3/29/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.