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DEAN T LUMB
Dean Thomas Lumb, Dean Lumb
CRD#: 7481307
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 3333 PIEDMONT RD, STE 1450
ATLANTA, GA 30305
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 3630 PEACHTREE ROAD NE
SUITE 100 - 900
ATLANTA, GA 30326-1568
Registration History
202220232024202520262 FIRMS2022 - 2022 (<1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 8/7/2023

B
Nebraska 8/7/2023

B
Alaska 8/7/2023

B
Nevada 8/7/2023

B
Arizona 8/7/2023

B
New Hampshire 8/7/2023

B
Arkansas 8/7/2023

B
New Jersey 8/7/2023

B
California 8/7/2023

B
New Mexico 8/7/2023

B
Colorado 8/7/2023

B
New York 8/7/2023

B
Connecticut 8/7/2023

B
North Carolina 8/7/2023

B
Delaware 8/7/2023

B
North Dakota 1/3/2025

B
District of Columbia 8/7/2023

B
Ohio 8/8/2023

B
Florida 8/7/2023

B
Oklahoma 8/7/2023

B
Georgia 7/19/2023

B
Oregon 8/7/2023

IA
Georgia 7/27/2023

B
Pennsylvania 8/7/2023

B
Hawaii 1/3/2025

B
Puerto Rico 1/3/2025

B
Idaho 8/7/2023

B
Rhode Island 8/7/2023

B
Illinois 8/7/2023

B
South Carolina 8/7/2023

B
Indiana 8/7/2023

B
South Dakota 8/7/2023

B
Iowa 8/7/2023

B
Tennessee 8/7/2023

B
Kansas 8/7/2023

B
Texas 8/3/2023

B
Kentucky 8/7/2023

IA
Texas 9/29/2023

B
Louisiana 8/7/2023

B
Utah 8/7/2023

B
Maine 8/7/2023

B
Vermont 8/7/2023

B
Maryland 8/7/2023

B
Virgin Islands 1/3/2025

B
Massachusetts 8/7/2023

B
Virginia 8/7/2023

B
Michigan 8/7/2023

B
Washington 8/7/2023

B
Minnesota 8/7/2023

B
West Virginia 8/7/2023

B
Mississippi 8/7/2023

B
Wisconsin 8/7/2023

B
Missouri 8/7/2023

B
Wyoming 8/7/2023

B
Montana 1/3/2025

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
3333 PIEDMONT RD, STE 1450, ATLANTA, GA 30305
Registered with this firm since 7/27/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
3630 PEACHTREE ROAD NE SUITE 100 - 900, ATLANTA, GA 30326-1568
ATANTA, GA
Registered with this firm since 7/19/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/26/2022 - 12/06/2022 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) ATLANTA, GA
B
02/28/2022 - 12/05/2022 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.