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ANDREAS S CAFATTI
ANDREAS CAFATTI, Andreas S Cafatti Mac-Niven
CRD#: 7480667
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Citi Private Bank
201 S. Biscayne Blvd, FL 31 Ste 3100 & FL 33 Ste 3
Miami, FL 33131
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - 2023 (<1 year)3 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
California 9/28/2023

B
New Jersey 9/28/2023

B
Delaware 9/28/2023

B
New York 9/28/2023

B
District of Columbia 9/28/2023

B
Pennsylvania 9/28/2023

B
Florida 9/28/2023

B
Texas 9/28/2023

IA
Florida 9/29/2023

B
Wisconsin 7/26/2024

B
Georgia 9/28/2023

B
Wyoming 9/28/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Private Bank 201 S. Biscayne Blvd, FL 31 Ste 3100 & FL 33 Ste 3, Miami, FL 33131
MIAMI, FL
Registered with this firm since 9/29/2023

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Private Bank 201 S. Biscayne Blvd, FL 31 Ste 3100 & FL 33 Ste 3, Miami, FL 33131
MIAMI, FL
Registered with this firm since 9/28/2023

B
CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777)
Citi Private Bank 201 S. Biscayne Blvd, FL 31 Ste 3100 & FL 33 Ste 3, Miami, FL 33131
Miami, FL
Registered with this firm since 9/28/2023

Previous Registration(s)
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IA
07/06/2022 - 06/21/2023 MORGAN STANLEY (CRD#:149777) Miami, FL
B
10/24/2022 - 06/21/2023 MORGAN STANLEY (CRD#:149777) Miami, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.