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BRANDON LOUIS NGUYEN
CRD#: 7474876
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ONE NORTH LASALLE STREET
CHICAGO, IL 60602-3902
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 PALATINE, IL
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - 2023 (<1 year)2 FIRMS2024 - Present (<1 year)BM1 FINANCE LLC (CRD# 281242)2023 - 2024 (1 year)IAM1 FINANCE (CRD# 249787)2024 - 2024 (<1 year)IAM1 FINANCE (CRD# 249787)2023 - 2023 (<1 year)
License(s)

State Registrations

B
Alabama 5/31/2024

B
Nebraska 5/31/2024

B
Alaska 5/31/2024

B
Nevada 5/31/2024

B
Arizona 5/31/2024

B
New Hampshire 5/31/2024

B
Arkansas 5/31/2024

B
New Jersey 5/31/2024

B
California 5/31/2024

B
New Mexico 5/31/2024

B
Colorado 5/31/2024

B
New York 5/31/2024

B
Connecticut 5/31/2024

B
North Carolina 5/31/2024

B
Delaware 5/31/2024

B
North Dakota 5/31/2024

B
District of Columbia 5/31/2024

B
Ohio 6/1/2024

B
Florida 5/31/2024

B
Oklahoma 5/31/2024

B
Georgia 5/31/2024

B
Oregon 5/31/2024

B
Hawaii 5/31/2024

B
Pennsylvania 5/31/2024

B
Idaho 5/31/2024

B
Puerto Rico 5/31/2024

B
Illinois 5/1/2024

B
Rhode Island 5/31/2024

IA
Illinois 6/6/2024

B
South Carolina 5/31/2024

B
Indiana 5/31/2024

B
South Dakota 5/31/2024

B
Iowa 5/31/2024

B
Tennessee 5/31/2024

B
Kansas 5/31/2024

B
Texas 5/1/2024

B
Kentucky 5/31/2024

IA
Texas 6/6/2024

B
Louisiana 5/31/2024

B
Utah 5/31/2024

B
Maine 5/31/2024

B
Vermont 5/31/2024

B
Maryland 5/31/2024

B
Virgin Islands 5/31/2024

B
Massachusetts 5/31/2024

B
Virginia 5/31/2024

B
Michigan 5/31/2024

B
Washington 5/31/2024

B
Minnesota 5/31/2024

B
West Virginia 5/31/2024

B
Mississippi 5/31/2024

B
Wisconsin 5/31/2024

B
Missouri 5/31/2024

B
Wyoming 5/31/2024

B
Montana 5/31/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
ONE NORTH LASALLE STREET, CHICAGO, IL 60602-3902
Registered with this firm since 6/6/2024

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
PALATINE, IL
Registered with this firm since 5/1/2024

Previous Registration(s)
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IA
04/18/2024 - 04/30/2024 M1 FINANCE (CRD#:249787) Chicago, IL
B
01/20/2023 - 04/30/2024 M1 FINANCE LLC (CRD#:281242) CHICAGO, IL
IA
01/20/2023 - 12/31/2023 M1 FINANCE (CRD#:249787) Arlington Heights, IL
IA
12/02/2022 - 01/10/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ROLLING MEADOWS, IL
B
08/05/2022 - 01/10/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ROLLING MEADOWS, IL
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.