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Ricardo A. Moore
Ricardo A Moore
CRD#: 7474840
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 5600 WILSHIRE BLVD
LOS ANGELES, CA 90036
Registration History
JulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
California 8/9/2024

B
Texas 8/9/2024

IA
California 8/9/2024

IA
Texas 8/9/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
5600 WILSHIRE BLVD, LOS ANGELES, CA 90036
4550 W PICO BLVD, STE C-320, LOS ANGELES, CA 90019
Registered with this firm since 8/9/2024

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
5600 WILSHIRE BLVD, LOS ANGELES, CA 90036
4550 W PICO BLVD, STE C-320, LOS ANGELES, CA 90019
Registered with this firm since 8/9/2024

Previous Registration(s)
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IA
07/20/2022 - 08/20/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MARINA DEL REY, CA
B
04/19/2022 - 08/20/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MARINA DEL REY, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.