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Detailed Report
Heather Renae Lauseng
CRD#: 7474242
IA
Investment Adviser
B
Broker
AE WEALTH MANAGEMENT, LLCCRD#: 282580 2950 SW McClure Rd
Ste B
Topeka, KS 66614
AE FINANCIAL SERVICES, LLCCRD#: 298608 2950 SW McClure Rd
Ste B
Topeka, KS 66614
Registration History
202120222023202420252026IAAE WEALTH MANAGEMENT, LLC (CRD# 282580)2022 - Present (2 years)BAE FINANCIAL SERVICES, LLC (CRD# 298608)2021 - Present (3 years)
License(s)

State Registrations

B
Kansas 9/28/2022
IA
Kansas 9/29/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AE WEALTH MANAGEMENT, LLC (CRD#:282580)
2950 SW McClure Rd Ste B, Topeka, KS 66614
Registered with this firm since 9/29/2022
B
AE FINANCIAL SERVICES, LLC (CRD#:298608)
2950 SW McClure Rd Ste B, Topeka, KS 66614
Registered with this firm since 12/9/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.