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THOMAS William EWING
THOMAS EWING
CRD#: 7471807
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2919 ALLEN PARKWAY
9th FLOOR - RETIREMENT EDUCATION CENTER
HOUSTON, TX 77019
Registration History
JulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 6/28/2022

B
Missouri 6/28/2022

IA
Alabama 1/3/2023

B
Montana 11/19/2024

B
Alaska 11/19/2024

B
Nebraska 11/19/2024

B
Arizona 11/19/2024

B
Nevada 11/19/2024

B
Arkansas 11/19/2024

B
New Hampshire 6/28/2022

B
California 6/28/2022

IA
New Hampshire 1/3/2023

B
Colorado 6/28/2022

B
New Jersey 6/28/2022

B
Connecticut 6/28/2022

IA
New Jersey 1/3/2023

IA
Connecticut 1/3/2023

B
New Mexico 11/19/2024

B
Delaware 6/28/2022

B
New York 6/28/2022

IA
Delaware 1/3/2023

IA
New York 1/3/2023

B
District of Columbia 6/28/2022

B
North Carolina 6/28/2022

IA
District of Columbia 7/13/2023

B
North Dakota 11/19/2024

B
Florida 6/28/2022

B
Ohio 6/28/2022

IA
Florida 8/2/2024

B
Oklahoma 11/19/2024

B
Georgia 6/28/2022

B
Oregon 11/19/2024

B
Hawaii 11/19/2024

B
Pennsylvania 6/28/2022

B
Idaho 11/19/2024

B
Rhode Island 6/28/2022

B
Illinois 6/28/2022

IA
Rhode Island 1/3/2023

B
Indiana 6/28/2022

B
South Carolina 6/28/2022

B
Iowa 11/19/2024

B
South Dakota 11/19/2024

B
Kansas 11/19/2024

B
Tennessee 6/28/2022

B
Kentucky 11/19/2024

B
Texas 4/8/2022

B
Louisiana 6/28/2022

IA
Texas 4/8/2022

B
Maine 6/28/2022

B
Utah 11/19/2024

IA
Maine 1/3/2023

B
Vermont 6/28/2022

B
Maryland 6/28/2022

IA
Vermont 12/2/2022

IA
Maryland 12/2/2022

B
Virginia 6/28/2022

B
Massachusetts 6/28/2022

IA
Virginia 1/3/2023

IA
Massachusetts 1/11/2023

B
Washington 11/19/2024

B
Michigan 6/28/2022

B
West Virginia 6/28/2022

B
Minnesota 6/28/2022

B
Wisconsin 11/19/2024

B
Mississippi 6/28/2022

B
Wyoming 11/19/2024

IA
Mississippi 12/2/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2919 ALLEN PARKWAY 9th FLOOR - RETIREMENT EDUCATION CENTER, HOUSTON, TX 77019
Registered with this firm since 4/8/2022

B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2919 ALLEN PARKWAY 9th FLOOR - RETIREMENT EDUCATION CENTER, HOUSTON, TX 77019
Registered with this firm since 2/23/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.