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Detailed Report
SAUL ALVAREZ JR.
SAUL ALVAREZ, Saul Alvarez Jr, Saul Alvarez Jr., Saul Alvarez Jr
CRD#: 7468842
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 630 WEST CARMEL DRIVE
SUITE 140
CARMEL, IN 46032
Registration History
202220232024202520262 FIRMS2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Illinois 7/11/2023
B
Indiana 9/7/2022
IA
Illinois 7/11/2023
IA
Indiana 10/31/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
630 WEST CARMEL DRIVE SUITE 140, CARMEL, IN 46032
Registered with this firm since 10/31/2022
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
630 WEST CARMEL DRIVE SUITE 140, CARMEL, IN 46032
Registered with this firm since 9/7/2022
Previous Registration(s)
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B
 02/10/2022 - 07/23/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) WEST LAFAYETTE, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.