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Carlos A Suaza
CRD#: 7468246
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 600 Brickell Avenue
Suites 1875 and 2250
Miami, FL 33131
Registration History
AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
California 4/29/2024

B
Kentucky 11/8/2023

B
Colorado 11/8/2023

B
New York 11/8/2023

B
Florida 11/8/2023

B
South Dakota 11/8/2023

IA
Florida 11/9/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
600 Brickell Avenue Suites 1875 and 2250, Miami, FL 33131
Registered with this firm since 11/9/2023

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
600 Brickell Avenue Suites 1875 and 2250, Miami, FL 33131
Registered with this firm since 11/8/2023

Previous Registration(s)
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IA
03/30/2023 - 11/06/2023 MORGAN STANLEY (CRD#:149777) Miami, FL
B
03/27/2023 - 11/06/2023 MORGAN STANLEY (CRD#:149777) Miami, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.