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SHAWN GREGORY SCHWARZ
CRD#: 7468013
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 736 MARKET ST
CHATTANOOGA, TN 37402
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 736 MARKET ST
CHATTANOOGA, TN 37402
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 11/1/2022

B
Nebraska 11/1/2022

B
Alaska 11/1/2022

B
Nevada 11/1/2022

B
Arizona 11/1/2022

B
New Hampshire 11/1/2022

B
Arkansas 11/1/2022

B
New Jersey 11/1/2022

B
California 11/1/2022

B
New Mexico 11/1/2022

B
Colorado 11/1/2022

B
New York 11/1/2022

B
Connecticut 11/1/2022

B
North Carolina 11/1/2022

B
Delaware 11/1/2022

B
North Dakota 11/1/2022

B
District of Columbia 11/1/2022

B
Ohio 11/1/2022

B
Florida 11/1/2022

B
Oklahoma 11/1/2022

B
Georgia 11/1/2022

B
Oregon 11/1/2022

B
Hawaii 11/1/2022

B
Pennsylvania 11/1/2022

B
Idaho 11/1/2022

B
Puerto Rico 11/1/2022

B
Illinois 11/1/2022

B
Rhode Island 11/1/2022

B
Indiana 11/1/2022

B
South Carolina 11/1/2022

B
Iowa 11/1/2022

B
South Dakota 11/1/2022

B
Kansas 11/1/2022

B
Tennessee 11/1/2022

B
Kentucky 11/1/2022

IA
Tennessee 11/2/2022

B
Louisiana 11/1/2022

B
Texas 11/1/2022

B
Maine 11/1/2022

B
Utah 11/1/2022

B
Maryland 11/1/2022

B
Vermont 11/1/2022

B
Massachusetts 11/1/2022

B
Virgin Islands 11/1/2022

B
Michigan 11/1/2022

B
Virginia 11/1/2022

B
Minnesota 11/1/2022

B
Washington 11/1/2022

B
Mississippi 11/1/2022

B
West Virginia 11/1/2022

B
Missouri 11/1/2022

B
Wisconsin 11/1/2022

B
Montana 11/1/2022

B
Wyoming 11/1/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
736 MARKET ST, CHATTANOOGA, TN 37402
Registered with this firm since 11/2/2022

B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
736 MARKET ST, CHATTANOOGA, TN 37402
HIXSON, TN
Registered with this firm since 6/17/2022

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.