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Detailed Report
Luke T Liacone
LUKE TYLER LIACONE
CRD#: 7467520
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 330 N HIGGINS AVE
MISSOULA, MT 59802
Registration History
2021202220232024202520262 FIRMS2023 - Present (1 year)BPARK AVENUE SECURITIES LLC (CRD# 46173)2022 - 2023 (1 year)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2022 - 2024 (1 year)
License(s)

State Registrations

B
Colorado 9/28/2023
B
North Carolina 9/28/2023
B
Florida 8/28/2023
B
North Dakota 8/28/2023
B
Georgia 5/7/2024
B
South Dakota 8/28/2023
B
Idaho 8/28/2023
B
Texas 8/28/2023
B
Illinois 10/12/2023
IA
Texas 8/28/2023
B
Indiana 10/12/2023
B
Washington 8/28/2023
B
Montana 6/30/2023
B
West Virginia 1/19/2024
IA
Montana 6/30/2023
B
Wyoming 8/28/2023

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
330 N HIGGINS AVE, MISSOULA, MT 59802
Registered with this firm since 6/30/2023
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
330 N HIGGINS AVE, MISSOULA, MT 59802
Registered with this firm since 6/29/2023
Previous Registration(s)
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IA
 05/03/2022 - 02/01/2024 PARK AVENUE SECURITIES LLC (CRD#:46173) MISSOULA, MT
B
 01/01/2022 - 05/22/2023 PARK AVENUE SECURITIES LLC (CRD#:46173) MISSOULA, MT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.