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ANASAVANH SITTHIVONG
Naz Sitthivong
CRD#: 7459296
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
202220232024202520262 FIRMS2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Arizona 1/10/2023

B
Michigan 1/10/2023

B
California 10/25/2024

B
Minnesota 1/10/2023

B
Florida 1/10/2023

B
Missouri 1/10/2023

B
Illinois 10/11/2022

B
Nevada 1/10/2023

IA
Illinois 12/5/2022

B
Texas 1/10/2023

B
Indiana 1/10/2023

IA
Texas 1/23/2023

B
Iowa 1/10/2023

B
Wisconsin 1/10/2023

B
Kentucky 1/10/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 12/5/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 10/11/2022

Previous Registration(s)
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B
01/11/2022 - 09/01/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) CAROL STREAM, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.