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David Michael Kleinholter
CRD#: 7457964
IA
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PRIVATE ADVISOR GROUP, LLCCRD#: 155216 Prospect, KY
LPL FINANCIAL LLCCRD#: 6413 720 COOL SPRINGS BLVD STE 650
FRANKLIN, TN 37067
FRANKLIN, TN 37067
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Disclosures
3
Years of Experience
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State Registrations
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Kentucky 3/3/2022
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Tennessee 2/25/2022
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Kentucky 3/22/2022
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Tennessee 3/28/2022
SRO Registrations
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Registered with this firm since 3/22/2022
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Registered with this firm since 1/14/2022
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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