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Detailed Report
David Michael Kleinholter
CRD#: 7457964
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 Prospect, KY
LPL FINANCIAL LLCCRD#: 6413 720 COOL SPRINGS BLVD STE 650
FRANKLIN, TN 37067
Registration History
202220232024202520262 FIRMS2022 - Present (3 years)
License(s)

State Registrations

B
Kentucky 3/3/2022
B
Tennessee 2/25/2022
IA
Kentucky 3/22/2022
IA
Tennessee 3/28/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
Prospect, KY
720 Cool Springs BLVD, Suite 650, Franklin, TN 37067
Registered with this firm since 3/22/2022
B
LPL FINANCIAL LLC (CRD#:6413)
720 COOL SPRINGS BLVD STE 650, FRANKLIN, TN 37067
Registered with this firm since 1/14/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.