• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Rodrigo Romano Baez
Rodrigo Romano
CRD#: 7456534
IA
Investment Adviser
B
Broker
ALTERNA WEALTH MANAGEMENT, INC.CRD#: 146153 2800 POST OAK BLVD
SUITE 6300
HOUSTON, TX 77056
ALTERNA SECURITIES, INC.CRD#: 41139 2800 Post Oak Blvd
Suite 6300
HOUSTON, TX 77056
Registration History
202120222023202420252026IAALTERNA WEALTH MANAGEMENT, INC. (CRD# 146153)2023 - Present (1 year)BALTERNA SECURITIES, INC. (CRD# 41139)2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 3/15/2024

IA
Florida 12/3/2023

B
California 4/17/2023

B
New York 9/19/2023

IA
California 10/3/2023

B
Texas 3/26/2022

B
Florida 2/7/2023

IA
Texas 8/30/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ALTERNA WEALTH MANAGEMENT, INC. (CRD#:146153)
2800 POST OAK BLVD SUITE 6300, HOUSTON, TX 77056
Registered with this firm since 8/30/2023

B
ALTERNA SECURITIES, INC. (CRD#:41139)
2800 Post Oak Blvd Suite 6300, HOUSTON, TX 77056
2800 POST OAK BLVD SUITE 6300, HOUSTON, TX 77056
Registered with this firm since 11/11/2021

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.