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Faith Saragossi
Faith A Saragossi, Faith Alexa Saragossi
CRD#: 7456430
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 266 MERRICK RD
LYNBROOK, NY 11563
Registration History
2021202220232024202520262 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BEQUITABLE ADVISORS, LLC (CRD# 6627)2021 - 2022 (<1 year)IAEQUITABLE ADVISORS, LLC (CRD# 6627)2022 - 2022 (<1 year)
License(s)

State Registrations

B
California 7/22/2024

B
New Jersey 7/22/2024

B
Connecticut 7/22/2024

B
New York 6/17/2024

B
Delaware 7/22/2024

IA
New York 6/17/2024

B
District of Columbia 7/22/2024

B
North Carolina 7/22/2024

B
Florida 7/22/2024

B
Pennsylvania 7/22/2024

B
Maine 7/22/2024

B
Rhode Island 7/22/2024

B
Maryland 7/22/2024

B
Texas 7/22/2024

B
Massachusetts 7/22/2024

IA
Texas 8/1/2024

B
New Hampshire 7/22/2024

B
Vermont 7/22/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
266 MERRICK RD, LYNBROOK, NY 11563
Registered with this firm since 6/17/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
266 MERRICK RD, LYNBROOK, NY 11563
Registered with this firm since 6/17/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/26/2022 - 05/21/2024 MORGAN STANLEY (CRD#:149777) Garden City, NY
B
04/26/2022 - 05/21/2024 MORGAN STANLEY (CRD#:149777) Garden City, NY
IA
01/14/2022 - 03/04/2022 EQUITABLE ADVISORS, LLC (CRD#:6627) WOODBURY, NY
B
12/02/2021 - 03/04/2022 EQUITABLE ADVISORS, LLC (CRD#:6627) WOODBURY, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.