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COOPER THOMAS ROTHE
COOPER ROTHE
CRD#: 7455352
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 281 E. FLATIRON CROSSING DR
BROOMFIELD, CO 80021
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 281 E. FLATIRON CROSSING DR
BROOMFIELD, CO 80021
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 3/15/2022

B
Nebraska 3/15/2022

B
Alaska 3/15/2022

B
Nevada 3/15/2022

B
Arizona 3/15/2022

B
New Hampshire 3/15/2022

B
Arkansas 3/15/2022

B
New Jersey 3/15/2022

B
California 3/15/2022

B
New Mexico 3/15/2022

B
Colorado 1/27/2022

B
New York 3/15/2022

IA
Colorado 10/17/2022

B
North Carolina 3/15/2022

B
Connecticut 3/15/2022

B
North Dakota 3/15/2022

B
Delaware 3/15/2022

B
Ohio 3/16/2022

B
District of Columbia 3/15/2022

B
Oklahoma 3/15/2022

B
Florida 3/15/2022

B
Oregon 3/15/2022

B
Georgia 3/15/2022

B
Pennsylvania 3/15/2022

B
Hawaii 3/15/2022

B
Puerto Rico 3/15/2022

B
Idaho 3/15/2022

B
Rhode Island 3/15/2022

B
Illinois 3/15/2022

B
South Carolina 3/15/2022

B
Indiana 3/15/2022

B
South Dakota 3/15/2022

B
Iowa 3/15/2022

B
Tennessee 3/15/2022

B
Kansas 3/15/2022

B
Texas 3/15/2022

B
Kentucky 3/15/2022

IA
Texas 10/17/2022

B
Louisiana 3/15/2022

B
Utah 3/15/2022

B
Maine 3/15/2022

B
Vermont 3/15/2022

B
Maryland 3/15/2022

B
Virgin Islands 3/15/2022

B
Massachusetts 3/15/2022

B
Virginia 3/15/2022

B
Michigan 3/15/2022

B
Washington 3/15/2022

B
Minnesota 3/15/2022

B
West Virginia 3/15/2022

B
Mississippi 3/15/2022

B
Wisconsin 3/15/2022

B
Missouri 3/15/2022

B
Wyoming 3/15/2022

B
Montana 3/15/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
281 E. FLATIRON CROSSING DR, BROOMFIELD, CO 80021
Registered with this firm since 10/17/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
281 E. FLATIRON CROSSING DR, BROOMFIELD, CO 80021
WESTMINSTER, CO
Registered with this firm since 1/27/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.