• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Lilian Lima Smith
Lilian Lima de Oliveira, Lilian Smith
CRD#: 7453754
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CALIFORNIA ST
SAN FRANCISCO, CA 94104
Registration History
202220232024202520262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 3/1/2022

B
Nebraska 3/1/2022

B
Arkansas 3/1/2022

B
Nevada 3/1/2022

B
California 3/1/2022

B
New Hampshire 4/8/2024

IA
California 3/30/2022

B
New Jersey 3/1/2022

B
Colorado 3/1/2022

B
New Mexico 3/1/2022

B
Connecticut 4/8/2024

B
New York 3/1/2022

B
Delaware 3/1/2022

B
North Carolina 3/1/2022

B
District of Columbia 8/8/2022

B
Ohio 3/2/2022

B
Florida 3/1/2022

B
Oregon 3/1/2022

B
Georgia 3/1/2022

B
Pennsylvania 3/1/2022

B
Hawaii 3/1/2022

B
Rhode Island 3/1/2022

B
Idaho 3/1/2022

B
South Carolina 8/8/2022

B
Illinois 3/1/2022

B
Tennessee 3/1/2022

B
Indiana 3/1/2022

B
Texas 3/1/2022

B
Kentucky 3/1/2022

IA
Texas 3/1/2022

B
Louisiana 3/1/2022

B
Utah 3/1/2022

B
Maryland 11/15/2024

B
Virginia 3/1/2022

B
Massachusetts 3/1/2022

B
Washington 3/1/2022

B
Michigan 3/1/2022

B
Wisconsin 3/1/2022

B
Minnesota 4/8/2024

B
Wyoming 1/16/2023

B
Montana 3/1/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 3/1/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 2/14/2022

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.