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ROSA LINH NGO
CRD#: 7453620
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 4000 HOLLYWOOD BLVD. STE 630 N
HOLLYWOOD, FL 33021
Registration History
2021202220232024202520262 FIRMS2024 - Present (<1 year)BGOLDMAN SACHS & CO. LLC (CRD# 361)2021 - 2022 (<1 year)IAGOLDMAN SACHS AYCO PERSONAL FI... (CRD# 106693)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Florida 3/28/2024

IA
Florida 4/8/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
4000 HOLLYWOOD BLVD. STE 630 N, HOLLYWOOD, FL 33021
Registered with this firm since 4/8/2024

B
LPL FINANCIAL LLC (CRD#:6413)
4000 HOLLYWOOD BLVD. STE 630 N, HOLLYWOOD, FL 33021
Registered with this firm since 3/28/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/03/2022 - 08/18/2022 GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT (CRD#:106693) Cohoes, NY
B
11/26/2021 - 08/18/2022 GOLDMAN SACHS & CO. LLC (CRD#:361) COHOES, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.