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Detailed Report
DANIEL DUANE ALFREY
DANIEL D ALFREY
CRD#: 7451249
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1200 S MILTON RD
FLAGSTAFF, AZ 86001
Registration History
2021202220232024202520262 FIRMS2024 - Present (<1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2021 - 2024 (2 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2022 - 2024 (2 years)
License(s)

State Registrations

IA
Arizona 6/28/2024
IA
California 6/28/2024
B
Arizona 7/2/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1200 S MILTON RD, FLAGSTAFF, AZ 86001
Registered with this firm since 6/28/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1200 S MILTON RD, FLAGSTAFF, AZ 86001
Registered with this firm since 6/28/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/01/2022 - 01/30/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHANDLER, AZ
B
 11/29/2021 - 01/30/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHANDLER, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.