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Detailed Report
Lucas Horvaht Collins
Lucas Collins, Luke Collins, Lucas Jeronimo Horvaht
CRD#: 7448596
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 84 EAST RIDGEWOOD AVE.
RIDGEWOOD, NJ 07450
Registration History
JulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2022 - 2022 (<1 year)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
California 10/6/2022
B
New York 10/6/2022
B
Connecticut 10/6/2022
B
North Carolina 10/6/2022
B
Florida 10/6/2022
B
Texas 10/6/2022
B
New Jersey 10/6/2022
IA
Texas 10/6/2022
IA
New Jersey 10/7/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
84 EAST RIDGEWOOD AVE., RIDGEWOOD, NJ 07450
Registered with this firm since 10/6/2022
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
84 EAST RIDGEWOOD AVE., RIDGEWOOD, NJ 07450
Registered with this firm since 10/6/2022
Previous Registration(s)
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IA
 07/05/2022 - 08/12/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
B
 05/23/2022 - 08/12/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.