Individual Firm
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DONNA DYKE-BAJAJ
DONNA ELIZABETH CULLINAN, DONNA K CULLINAN, DONNA ELIZABETH DYKE, DONNA DYKE, DONNA DYKE HALL
CRD#: 74483
IA
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OPPENHEIMER & CO. INC.CRD#: 249 13455 NOEL ROAD, TWO GALLERIA TOWER
SUITE 1800
DALLAS, TX 75240
SUITE 1800
DALLAS, TX 75240
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6/6/2011
Customer Dispute
Settled
State Registrations
B
Alabama 1/23/2017
B
Missouri 10/18/2018
B
California 4/18/2005
B
New Mexico 1/3/2019
B
Colorado 1/21/2011
B
New York 3/25/2021
B
Delaware 2/2/2009
B
Ohio 4/19/2005
B
Florida 4/18/2005
B
Oklahoma 10/17/2018
B
Georgia 11/16/2018
B
Pennsylvania 1/20/2017
B
Illinois 2/7/2020
B
Texas 4/18/2005
B
Louisiana 6/30/2005
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Texas 4/18/2005
B
Maryland 1/8/2020
B
Virginia 1/19/2017
SRO Registrations
B
B
B
B
B
B
B
B
B
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Registered with this firm since 4/18/2005
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Registered with this firm since 4/18/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/17/2003 - 04/18/2005 | DALLAS, TX | |
B | 11/03/2000 - 04/18/2005 | NEW YORK, NY | |
IA | 08/23/1983 - 01/17/2003 | DALLAS, TX | |
B | 01/05/1979 - 01/17/2003 | JERSEY CITY, NJ | |
B | 09/26/1978 - 03/23/1988 | NEW YORK, NY | |
B | 06/20/1978 - 01/02/1979 | ||
B | 01/15/1975 - 09/26/1978 | ||
B | 08/07/1974 - 01/15/1975 | ||
B | 11/22/1971 - 08/11/1974 |
JERSEY CITY, NJ
01/05/1979 - 01/17/2003
01/15/1975 - 09/26/1978
08/07/1974 - 01/15/1975
11/22/1971 - 08/11/1974
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.