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ANA REGINA LOPEZ
CRD#: 7447890
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3808 N 168TH AVE
OMAHA, NE 68116
Registration History
20222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2024 - Present (<1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2022 - Present (2 years)
License(s)

State Registrations

B
California 5/25/2022

B
Nebraska 8/7/2024

B
Colorado 2/3/2022

IA
Nebraska 9/4/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3808 N 168TH AVE, OMAHA, NE 68116
Registered with this firm since 9/4/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3808 N 168TH AVE, OMAHA, NE 68116
Registered with this firm since 2/3/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.