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Janelle Clark
CRD#: 7446601
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 ONE POST OFFICE SQUARE
BOSTON, MA 02109
Registration History
AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2024 - Present (<1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2023 - Present (2 years)
License(s)

State Registrations

B
Arizona 11/24/2024

B
New Hampshire 6/15/2023

B
California 6/15/2023

B
New Jersey 6/15/2023

B
Colorado 6/15/2023

B
New York 6/15/2023

B
Connecticut 6/15/2023

B
North Carolina 6/15/2023

B
Delaware 1/6/2025

B
Ohio 6/15/2023

B
District of Columbia 3/18/2024

B
Pennsylvania 6/15/2023

B
Florida 6/15/2023

B
Rhode Island 6/15/2023

B
Maine 6/15/2023

B
South Carolina 6/15/2023

B
Maryland 4/25/2024

B
Texas 6/15/2023

B
Massachusetts 5/24/2023

IA
Texas 4/26/2024

B
Michigan 6/15/2023

B
Vermont 2/29/2024

B
Minnesota 4/19/2024

B
Virginia 6/15/2023

B
Montana 8/29/2024

B
Wisconsin 8/22/2024

B
Nevada 6/15/2023

B
Wyoming 6/15/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE POST OFFICE SQUARE, BOSTON, MA 02109
Registered with this firm since 4/26/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE POST OFFICE SQUARE, BOSTON, MA 02109
Registered with this firm since 1/12/2023

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.