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Detailed Report
UVAN STEWART
Uvan A Stewart, Uvan Alexander Stewart
CRD#: 7446442
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 212 MAPLE AVE E
VIENNA, VA 22180
Registration History
202220232024202520262 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2022 - 2022 (<1 year)
Disclosure(s)
View By:
10/27/2022
Financial
Final
License(s)

State Registrations

B
Alabama 12/11/2024
B
New Jersey 12/11/2024
B
Colorado 12/11/2024
B
New York 12/11/2024
B
Connecticut 12/11/2024
B
Pennsylvania 12/11/2024
B
Delaware 12/11/2024
B
Texas 12/11/2024
B
Florida 12/11/2024
IA
Texas 12/11/2024
B
Georgia 12/11/2024
B
Virginia 12/11/2024
B
Maryland 12/11/2024
IA
Virginia 12/12/2024
B
Massachusetts 12/11/2024
B
West Virginia 12/11/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
212 MAPLE AVE E, VIENNA, VA 22180
Registered with this firm since 12/11/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
212 MAPLE AVE E, VIENNA, VA 22180
Registered with this firm since 12/11/2024
Previous Registration(s)
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IA
 05/01/2023 - 12/13/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT LAUDERDALE, FL
B
 03/06/2023 - 12/13/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT LAUDERDALE, FL
B
 01/13/2022 - 03/30/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HUNT VALLEY, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.