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MICHAEL DUNCAN
CRD#: 7443009
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 9442 N CAPITAL OF TEXAS HWY STE 700
ARBORETUM PLAZA ONE
AUSTIN, TX 78759
Registration History
202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2022 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 2/24/2022

B
Nevada 2/24/2022

B
Alaska 2/24/2022

B
New Hampshire 2/24/2022

B
Arizona 2/24/2022

B
New Jersey 2/24/2022

B
Arkansas 2/24/2022

B
New Mexico 2/24/2022

B
California 2/24/2022

B
New York 2/24/2022

B
Colorado 2/24/2022

B
North Carolina 2/24/2022

B
Connecticut 2/24/2022

B
North Dakota 2/24/2022

B
Delaware 2/24/2022

B
Ohio 2/25/2022

B
District of Columbia 2/24/2022

B
Oklahoma 2/24/2022

B
Florida 2/24/2022

B
Oregon 2/24/2022

B
Georgia 2/24/2022

B
Pennsylvania 2/24/2022

B
Hawaii 2/24/2022

B
Puerto Rico 2/24/2022

B
Idaho 2/24/2022

B
Rhode Island 2/24/2022

B
Illinois 2/24/2022

B
South Carolina 2/24/2022

B
Indiana 2/24/2022

B
South Dakota 2/24/2022

B
Iowa 2/24/2022

B
Tennessee 2/24/2022

B
Kansas 2/24/2022

B
Texas 2/24/2022

B
Kentucky 2/24/2022

IA
Texas 2/28/2022

B
Louisiana 2/24/2022

B
Utah 11/19/2021

B
Maine 2/24/2022

IA
Utah 10/28/2024

B
Maryland 2/24/2022

B
Vermont 2/24/2022

B
Massachusetts 2/24/2022

B
Virgin Islands 2/24/2022

B
Michigan 2/24/2022

B
Virginia 2/24/2022

B
Minnesota 2/24/2022

B
Washington 2/24/2022

B
Mississippi 2/24/2022

B
West Virginia 2/24/2022

B
Missouri 2/24/2022

B
Wisconsin 2/24/2022

B
Montana 2/24/2022

B
Wyoming 2/24/2022

B
Nebraska 2/24/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
9442 N CAPITAL OF TEXAS HWY STE 700 ARBORETUM PLAZA ONE, AUSTIN, TX 78759
Registered with this firm since 2/28/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
9442 N CAPITAL OF TEXAS HWY STE 700 ARBORETUM PLAZA ONE, AUSTIN, TX 78759
Registered with this firm since 11/5/2021

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.