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Thomas Collins Higgins
Thomas Higgins
CRD#: 7438269
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1500 POLK STREET
SAN FRANCISCO, CA 94109
Registration History
202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - Present (3 years)
License(s)

State Registrations

B
California 11/8/2021

B
New Jersey 11/4/2024

IA
California 8/30/2023

B
New York 8/30/2024

B
Colorado 11/4/2024

B
North Carolina 10/24/2024

B
District of Columbia 11/19/2024

B
Ohio 12/17/2024

B
Florida 4/24/2024

B
Oregon 12/21/2023

B
Georgia 9/27/2023

B
Tennessee 9/27/2023

B
Idaho 8/5/2024

B
Texas 8/5/2024

B
Indiana 10/24/2024

IA
Texas 8/14/2024

B
Iowa 12/22/2023

B
Utah 11/28/2024

B
Maine 1/9/2025

B
Washington 11/4/2024

B
Massachusetts 9/29/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1500 POLK STREET, SAN FRANCISCO, CA 94109
700 MARKET STREET, SAN FRANCISCO, CA 94102
Registered with this firm since 8/30/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1500 POLK STREET, SAN FRANCISCO, CA 94109
700 MARKET STREET, SAN FRANCISCO, CA 94102
Registered with this firm since 10/23/2021

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.