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Sohan Sarkar
CRD#: 7437552
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
202220232024202520262 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BE*TRADE SECURITIES LLC (CRD# 29106)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Arizona 12/12/2024

B
Michigan 12/12/2024

B
Florida 12/12/2024

B
Minnesota 12/12/2024

B
Illinois 12/10/2024

B
Missouri 12/12/2024

IA
Illinois 12/10/2024

B
Nevada 12/12/2024

B
Indiana 12/12/2024

B
Texas 12/12/2024

B
Iowa 12/12/2024

IA
Texas 12/18/2024

B
Kentucky 12/12/2024

B
Wisconsin 12/12/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 12/10/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 12/10/2024

Previous Registration(s)
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IA
04/02/2024 - 10/26/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) Chicago, IL
B
04/02/2024 - 10/26/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) Chicago, IL
IA
08/15/2022 - 02/20/2024 MORGAN STANLEY (CRD#:149777) Chicago, IL
B
06/17/2022 - 02/20/2024 MORGAN STANLEY (CRD#:149777) Chicago, IL
B
02/11/2022 - 03/22/2022 E*TRADE SECURITIES LLC (CRD#:29106) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.