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Detailed Report
Kathleen Ann Wresch
Kathleen McGrath, Katie McGrath, Katie Wresch
CRD#: 7437376
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 4581 PRINCETON LANE SUITE 123
LAKE IN THE HILLS, IL 60156
Registration History
2021202220232024202520262 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 3/24/2022
B
Kentucky 1/11/2024
B
California 1/18/2024
B
Michigan 1/18/2024
B
Colorado 2/11/2022
B
Minnesota 1/18/2024
B
Florida 2/11/2022
B
North Carolina 1/18/2024
B
Georgia 9/11/2023
B
Pennsylvania 9/21/2023
B
Hawaii 2/11/2022
B
Tennessee 2/11/2022
B
Illinois 11/16/2021
B
Texas 2/11/2022
IA
Illinois 11/16/2021
IA
Texas 2/16/2022
B
Iowa 10/6/2023
B
Wisconsin 1/10/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
4581 PRINCETON LANE SUITE 123, LAKE IN THE HILLS, IL 60156
Registered with this firm since 11/16/2021
B
EDWARD JONES (CRD#:250)
4581 PRINCETON LANE SUITE 123, LAKE IN THE HILLS, IL 60156
Registered with this firm since 10/22/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.