Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Matthew Howard
CRD#: 7436181
IA
Investment Adviser
BROOKSTONE CAPITAL MANAGEMENT LLCCRD#: 141413 600 Parker Square
Suite 200
Flower Mound, TX 75028
Registration History
202120222023202420252026IABROOKSTONE CAPITAL MANAGEMENT LLC (CRD# 141413)2021 - Present (3 years)
License(s)

State Registrations

IA
Texas 9/2/2021
Current Registration(s)
IA
BROOKSTONE CAPITAL MANAGEMENT LLC (CRD#:141413)
600 Parker Square Suite 200, Flower Mound, TX 75028
Registered with this firm since 9/2/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.