• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Neha Maithani
Neha Kashyap
CRD#: 7429091
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 160 E Capitol Dr
Hartland, WI 53029
Registration History
2021202220232024202520262 FIRMS2023 - Present (1 year)BFIFTH THIRD SECURITIES, INC. (CRD# 628)2021 - 2022 (1 year)IAFIFTH THIRD SECURITIES, INC. (CRD# 628)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Wisconsin 4/26/2023

IA
Wisconsin 4/26/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
160 E Capitol Dr, Hartland, WI 53029
Registered with this firm since 4/26/2023

B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
160 E Capitol Dr, Hartland, WI 53029
Registered with this firm since 4/26/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/04/2022 - 12/08/2022 FIFTH THIRD SECURITIES, INC. (CRD#:628) FORT WAYNE, IN
B
10/18/2021 - 12/08/2022 FIFTH THIRD SECURITIES, INC. (CRD#:628) FORT WAYNE, IN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.