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Detailed Report
CLEMENT MUINDE
CRD#: 7426040
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 350 W COLORADO BLVD STE 390
[LC-RBO]
PASADENA, CA 91105
Registration History
202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2022 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 12/1/2022
B
Nevada 12/1/2022
B
California 1/14/2022
B
New Hampshire 12/1/2022
IA
California 1/14/2022
B
New Jersey 12/1/2022
B
Colorado 12/1/2022
B
New Mexico 12/1/2022
B
Connecticut 12/1/2022
B
New York 12/1/2022
B
Florida 12/1/2022
B
North Carolina 12/1/2022
B
Georgia 12/1/2022
B
Ohio 12/2/2022
B
Hawaii 12/1/2022
B
Oklahoma 2/21/2025
B
Idaho 12/1/2022
B
Oregon 12/1/2022
B
Illinois 12/1/2022
B
Pennsylvania 12/1/2022
B
Kansas 12/1/2022
B
Puerto Rico 12/1/2022
B
Maine 2/21/2025
B
South Carolina 2/21/2025
B
Maryland 12/1/2022
B
Tennessee 12/1/2022
B
Massachusetts 12/1/2022
B
Texas 12/1/2022
B
Michigan 1/7/2025
IA
Texas 12/1/2022
B
Minnesota 12/1/2022
B
Vermont 12/1/2022
B
Missouri 12/1/2022
B
Washington 12/1/2022
B
Montana 2/13/2023
B
West Virginia 2/21/2025
B
Nebraska 12/1/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
350 W COLORADO BLVD STE 390 [LC-RBO], PASADENA, CA 91105
Registered with this firm since 1/14/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
350 W COLORADO BLVD STE 390 [LC-RBO], PASADENA, CA 91105
Registered with this firm since 11/22/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.