Individual Firm
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ALEXANDER JOSUE REYES
ALEXANDER Josue REYES, ALEXANDER REYES
CRD#: 7425984
IA
B
CREATIVE PLANNINGCRD#: 105348 Yukon, OK
0
Disclosures
3
Years of Experience
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State Registrations
IA
Oklahoma 10/28/2024
IA
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/15/2024 - 11/08/2024 | YUKON, OK | |
IA | 12/14/2023 - 04/11/2024 | OKLAHOMA CITY, OK | |
B | 12/14/2023 - 04/11/2024 | OKLAHOMA CITY, OK | |
IA | 10/07/2021 - 12/27/2023 | OKLAHOMA CITY, OK | |
B | 09/08/2021 - 12/27/2023 | OKLAHOMA CITY, OK |
OKLAHOMA CITY, OK
10/07/2021 - 12/27/2023
OKLAHOMA CITY, OK
09/08/2021 - 12/27/2023
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.