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Detailed Report
Georgia Gardner
GEORGIA NICHOLE GARDNER
CRD#: 7425816
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1980 Festival Plaza Dr. Suite #800
Floor 08
Las Vegas, NV 89135
Registration History
2021202220232024202520262 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2021 - 2022 (<1 year)IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Alabama 10/31/2023
B
Nevada 10/31/2023
B
Alaska 10/31/2023
IA
Nevada 11/2/2023
B
Arizona 10/31/2023
B
New Hampshire 10/31/2023
B
Arkansas 10/31/2023
B
New Jersey 10/31/2023
B
California 10/31/2023
B
New Mexico 10/31/2023
B
Colorado 10/31/2023
B
New York 10/31/2023
B
Connecticut 10/31/2023
B
North Carolina 10/31/2023
B
Delaware 10/31/2023
B
North Dakota 10/31/2023
B
District of Columbia 10/31/2023
B
Ohio 10/31/2023
B
Florida 10/31/2023
B
Oklahoma 10/31/2023
B
Georgia 10/31/2023
B
Oregon 10/31/2023
B
Hawaii 10/31/2023
B
Pennsylvania 10/31/2023
B
Idaho 10/31/2023
B
Puerto Rico 10/31/2023
B
Illinois 10/31/2023
B
Rhode Island 10/31/2023
B
Indiana 10/31/2023
B
South Carolina 10/31/2023
B
Iowa 10/31/2023
B
South Dakota 10/31/2023
B
Kansas 10/31/2023
B
Tennessee 10/31/2023
B
Kentucky 10/31/2023
B
Texas 10/31/2023
B
Louisiana 10/31/2023
IA
Texas 10/31/2023
B
Maine 10/31/2023
B
Utah 10/31/2023
B
Maryland 10/31/2023
B
Vermont 10/31/2023
B
Massachusetts 10/31/2023
B
Virgin Islands 10/31/2023
B
Michigan 10/31/2023
B
Virginia 10/31/2023
B
Minnesota 10/31/2023
B
Washington 10/31/2023
B
Mississippi 10/31/2023
B
West Virginia 10/31/2023
B
Missouri 10/31/2023
B
Wisconsin 10/31/2023
B
Montana 10/31/2023
B
Wyoming 10/31/2023
B
Nebraska 10/31/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1980 Festival Plaza Dr. Suite #800 Floor 08, Las Vegas, NV 89135
Registered with this firm since 10/31/2023
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1980 Festival Plaza Dr. Suite #800 Floor 08, Las Vegas, NV 89135
Registered with this firm since 10/31/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/22/2022 - 09/27/2023 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) LAS VEGAS, NV
B
 08/31/2022 - 09/25/2023 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) LAS VEGAS, NV
IA
 01/24/2022 - 08/12/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Las Vegas, NV
B
 11/23/2021 - 08/12/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Las Vegas, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.